Insights
We provide monthly insights on hot topic issues going on in the industry. See below for some of our latest insights.
ESMA’s New Liquidity Stress Testing Rules for EU Investment Funds
From the 30th September 2020, new ESMA guidelines on liquidity stress testing (‘LST’) for EU domiciled UCITS and AIFs funds (excluding unleveraged closed-ended AIFs) come
Preparing for FCA’s COVID Financial Resilience Survey
The FCA has sent out a mandatory survey to authorised firms to help them better understand the impact of the coronavirus pandemic on firms’ financial
FCA appoints Nikhil Rathi as the new CEO
The FCA announced the appointment of Nikhil Rathi as its next CEO. He is due to start in the autumn and will immediately have his
The challenges with Compliance Monitoring due to COVID-19
Prolonged periods of remote working can lead to financial institutions facing challenges, perceived risks in meeting regulatory obligations and maintaining a robust compliance monitoring framework.